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Securities Investor Protection Corporation
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361	Contribute a Little More A SMALL INCREASE IN YOUR CONTRIBUTIONS CAN MAKE A BIG DIFFERENCE Add to Reading List Source URL: dcprovider.com Language: English - Date: 2014-02-05 12:02:16 Life annuity Securities Investor Protection Corporation Insurance Financial Industry Regulatory Authority Financial economics Investment Annuity
362	Case 1:14-cv[removed]XXXX Document 1 Entered on FLSD Docket[removed]Page 1 of 12 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 16:18:19 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Investor Protection Corporation Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Mutual fund Security Financial economics United States securities law Investment
363	In Your Interest Closed Memorial Day All branches will be closed Monday, May 25 in observance of Memorial Day. Add to Reading List Source URL: www.iucu.org Language: English - Date: 2010-04-28 08:11:18 Roth IRA Traditional IRA Securities Investor Protection Corporation Investment Financial economics Individual Retirement Accounts
364	Policy Bulletin #0615-P - Approval of Amendments to MFDA By-law No.1 to Transition to the Canada Not-for-profit Corporations Act (Amendments Now in Effect) Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-29 14:36:48 Private law United States securities law Business law Corporation Corporations law Securities Fraud Deterrence and Investor Restitution Act Dodd–Frank Wall Street Reform and Consumer Protection Act Law Legal entities Business
365	Ch[removed]CHAPTER 476 (House Bill[removed]AN ACT concerning Workforce Development – Maryland Workforce Corporation Add to Reading List Source URL: mgaleg.maryland.gov Language: English - Date: 2012-10-15 13:50:42 Legal entities Government of Oklahoma Private law Corporation Business Governor of Oklahoma Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Law Business law Corporations law
366	CUSTOMER ASSET PROTECTION INSURANCE FOR U.S. FUTURES MARKET CUSTOMERS November 15, 2013 EXECUTIVE SUMMARY Add to Reading List Source URL: www.theifm.org Language: English - Date: 2014-08-29 11:14:38 Types of insurance Financial institutions Institutional investors Securities Investor Protection Corporation Reinsurance Futures contract Insurance Captive insurance MF Global Financial economics Investment Finance
367	Selecting Your Adviser.indd Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2014-06-03 15:56:46 Financial adviser Business Financial planner Securities Investor Protection Corporation Registered Investment Advisor Investment Advisers Act Investment Finance Financial economics
368	Cristeena Naser Associate General Counsel ABASA[removed]removed] Add to Reading List Source URL: www.aba.com Language: English - Date: 2014-10-15 14:50:22 Financial regulation Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit rating agency Depository Trust & Clearing Corporation Securities market Electronic Municipal Market Access Investor Protection and Securities Reform Act Self-regulatory organizations Financial economics Financial system
369	September 23, 2014 The Honorable Mary Jo White Chairman U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 15:47:38 Securities Investor Protection Corporation Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Private equity Regulation D Investor Financial Industry Regulatory Authority Private placement Institutional investor Financial economics Investment Finance
370	From: Jon Sullivan [mailto:[removed]] Sent: Friday, August 22, 2014 7:24 PM To: EBSA, E-ORI - EBSA Subject: RIN 1210-AB59 In my opinion, brokerage windows or self-directed brokerage accounts do not help Add to Reading List Source URL: www.dol.gov Language: English - Date: 2014-09-18 12:40:28 Financial services Employment compensation Financial adviser Securities Investor Protection Corporation Investment Advisor Wealth management Exchange-traded fund Pension Financial economics Investment Finance

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